Solicitation Policy

The Company observes laws and regulations as well as the following policy.

The Company will properly understand the customer’s knowledge, experience, assets, and purpose for concluding a contract related to the sale of the appropriate financial products to recommend financial products that match the customers intent and situation. The Company will endeavor to clearly explain the details of the product and related risks so that the customer can make a fully informed investment decision.
The Company endeavors to conduct solicitation at a timing, place, and through a method that suits the customer.
The Company will endeavor to enhance the training system and strengthen internal controls in order to conduct reasonable solicitation.